Nominee - Filing Instructions

If you purchased the publicly traded securities of Oppenheimer California Municipal Bond Fund during the period between September 27, 2006 and November 28, 2008 (the “Class Period), for the beneficial interest of any person or entity other than yourself in an omnibus account, the Court has ordered that you must promptly provide the name(s), and address(es) for each of the underlying clients that acquired by purchase, dividend or transfer A, B, or C shares of Oppenheimer California Municipal Bond Fund and Fund transaction data in each account, consisting of the amounts and dates of each individual purchase, redemption, transfer and exchange involving the Fund’s shares acquired during the Class Period.

If you have not yet provided your information to the Administrator, please do so immediately:

  1. Compile a list of names, addresses and transaction information of beneficial owners who purchased Oppenheimer California Municipal Bond Fund publicly traded securities between September 27, 2006 and November 28, 2008. The transactional data we request is for shares the underlying clients acquired during the Class Period together with the record of dividends and sales from November 28, 2008 through December 31, 2015. If you are unable to provide this transactional data for each account, you have been ordered by the Court to contact the Claims Administrator to make alternative arrangements for ensuring that your clients are able to share in the Settlement.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can also be found by clicking here.
  3. Then do one of the following:

    1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      Oppenheimer California Municipal Fund
      PO Box 3719
      Portland, OR 97208-3719

    2. Email the spreadsheet to; or
    3. Upload the spreadsheet here

If you have any questions, contact the Claims Administrator at or by calling 1-888-299-1179.

If you are filing electronic claims:

A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Proof of Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim Form and completed spreadsheet online here.

Important Dates

  • Class Period
    September 27, 2006 through
    November 28, 2008
  • October 18, 2017
    Deadline to object to the Settlement
  • November 6, 2017 at 10:30 a.m.
    Settlement Fairness Hearing
  • February 28, 2018
    Claims Filing Deadline